Sean Gallagher

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Julius Baer International Limited

    FRN 139179

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
    • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (14 Mar 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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