Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Deutsche Bank AG
FRN 150018
- [FCA CF] Material risk taker (since 1 Jan 2025)
- [FCA CF] Client dealing (since 16 May 2023)
- [FCA CF] Manager of certification employee (since 16 May 2023)
- [FCA CF] Material risk taker (7 Mar 2016 to 12 Sep 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 15 Jun 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Jun 2018)
- CF30 Customer (22 Jun 2010 to 6 Mar 2016)
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- [FCA CF] Client dealing (17 Sep 2018 to 27 Feb 2023)
- [FCA CF] Manager of certification employee (17 Sep 2018 to 27 Feb 2023)
- [FCA CF] Material risk taker (17 Sep 2018 to 27 Feb 2023)
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- [FCA CF] Material risk taker (17 Sep 2018 to 27 Feb 2023)
- [FCA CF] Client dealing (17 Sep 2018 to 27 Feb 2023)
- [FCA CF] Manager of certification employee (17 Sep 2018 to 27 Feb 2023)
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- CF30 Customer (1 Nov 2007 to 15 Mar 2010)
- CF21 Investment Adviser (4 Jul 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 15 Mar 2010)
- CF21 Investment Adviser (4 Jul 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.