Sean Finn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Limited

    FRN 497604

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Jul 2025)
    • CF30 Customer (since 8 Jul 2025)
  • HRC Innovative Financial Planning Ltd

    FRN 224140

    • (4)Employed By (since 8 Jul 2025)
    • (16)Employed By (22 Apr 2003 to 31 May 2006)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 30 Mar 2010)
    • CF21 Investment Adviser (30 May 2006 to 31 Oct 2007)
    • CF1 Director (AR) (30 May 2006 to 30 Mar 2010)
  • Advanced IFA Ltd (no longer approved here)

    FRN 400398

    • (7)Employed By (30 May 2006 to 30 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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