Sean Christopher Higgins

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Algorithmic trading (11 Nov 2024 to 23 Feb 2026)
    • [FCA CF] Client dealing (8 Oct 2024 to 23 Feb 2026)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Mar 2019 to 27 Sep 2024)
    • [FCA CF] Client dealing (27 Mar 2017 to 27 Sep 2024)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Mar 2019 to 27 Sep 2024)
    • [FCA CF] Client dealing (27 Mar 2017 to 27 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.