Sean Anthony Whalen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Key Mortgage Advice Limited (no longer approved here)

    FRN 312930

    • [FCA CF] Functions requiring qualifications (14 Oct 2024 to 23 Jan 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (23 May 2002 to 29 Apr 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.