Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sean McCabe (Financial Adviser) Limited (no longer approved here)

    FRN 452204

    • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
    • CF1 Director (3 Jul 2006 to 31 Dec 2012)
    • CF10 Compliance Oversight (3 Jul 2006 to 30 Dec 2011)
    • CF11 Money Laundering Reporting (3 Jul 2006 to 30 Dec 2011)
    • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (3 Jul 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (3 Jul 2006 to 30 Dec 2011)
  • Sean McCabe (IFA) Ltd (no longer approved here)

    FRN 182352

    • (1)Employed By (1 Dec 2001 to 2 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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