Sean Anthony Knights

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AW FINANCIAL MANAGEMENT LLP (no longer approved here)

    FRN 532109

    • SMF27 Partner (9 Dec 2019 to 4 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2025)
    • CF4 Partner (14 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (15 Mar 2017 to 8 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (12 Mar 2002 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 12 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.