Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (6 Aug 2020 to 2 Nov 2022)
- CF30 Customer (12 Dec 2013 to 8 Dec 2019)
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (12 Dec 2013 to 8 Dec 2019)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 10 May 2019)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (12 Dec 2013 to 6 Mar 2016)
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- CF30 Customer (11 Feb 2010 to 31 Jan 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.