Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (6 Aug 2020 to 2 Nov 2022)
    • CF30 Customer (12 Dec 2013 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (12 Dec 2013 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 10 May 2019)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (12 Dec 2013 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (11 Feb 2010 to 31 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.