Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 28 Oct 2024)
    • [FCA CF] Client dealing (since 28 Oct 2024)
    • CF4 Partner (AR) (since 2 Oct 2024)
    • CF30 Customer (since 2 Oct 2024)
    • (2)Employed By (since 28 Oct 2024)
    • (1)Employed By (2 Oct 2024 to 7 Oct 2024)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Functions requiring qualifications (16 Jun 2021 to 24 Oct 2024)
    • [FCA CF] Client dealing (16 Jun 2021 to 24 Oct 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jul 2021)
    • CF30 Customer (17 Aug 2016 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (7 Sep 2004 to 3 Mar 2006)
    • CF22 Investment Adviser (Trainee) (9 Feb 2004 to 7 Sep 2004)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (21 Oct 2003 to 16 Dec 2003)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF22 Investment Adviser (Trainee) (24 May 2002 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 4Front Financial Management LLP

  2. controlled function added: (1)Employed By at 4Front Financial Management LLP

  3. controlled function added: (2)Employed By at 4Front Financial Management LLP