Scott Wales

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scott's Mortgage Shop Ltd

    FRN 964402

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 20 Jun 2022)
    • Responsible for Insurance Distribution (since 20 Jun 2022)
    • SMF16 Compliance Oversight (since 20 Jun 2022)
    • SMF3 Executive Director (since 20 Jun 2022)
    • Responsibility for MCD Intermediation (since 20 Jun 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (11 Feb 2010 to 29 Sep 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 20 Jun 2009)
    • CF22 Investment Adviser (Trainee) (3 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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