Scott Wacker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Significant management (since 13 Aug 2018)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF29 Significant management (17 Jul 2013 to 30 Sep 2014)
    • CF30 Customer (17 Sep 2008 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Significant management (since 13 Aug 2018)
    • [FCA CF] Material risk taker (since 17 May 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF29 Significant management (17 Jul 2013 to 30 Sep 2014)
    • CF30 Customer (17 Sep 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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