Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 18 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Oct 2024)
    • [FCA CF] Significant management (2 Aug 2021 to 18 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Aug 2021)
    • SMF16 Compliance Oversight (since 18 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Oct 2024)
    • [FCA CF] Significant management (22 Apr 2021 to 18 Dec 2024)
    • SMF16 Compliance Oversight (since 18 Dec 2024)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (1 Dec 2004 to 30 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.