Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Age Partnership Limited
FRN 425432
- SMF16 Compliance Oversight (since 18 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Oct 2024)
- [FCA CF] Significant management (2 Aug 2021 to 18 Dec 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Aug 2021)
-
Age Partnership Wealth Management Limited
FRN 670493
- SMF16 Compliance Oversight (since 18 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Oct 2024)
- [FCA CF] Significant management (22 Apr 2021 to 18 Dec 2024)
-
Equity Release Associates Limited
FRN 932793
- SMF16 Compliance Oversight (since 18 Dec 2024)
-
- CF21 Investment Adviser (1 Dec 2004 to 30 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.