Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • [FCA CF] Material risk taker (1 Oct 2020 to 8 Feb 2022)
    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 15 Mar 2024)
    • SMF22 Other Local Responsibility (7 Mar 2016 to 5 Nov 2018)
    • CF29 Significant management (16 Nov 2015 to 6 Mar 2016)
    • CF30 Customer (25 Nov 2010 to 6 Mar 2016)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF30 Customer (1 Nov 2007 to 27 Aug 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.