Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Oct 2020 to 8 Feb 2022)
- [FCA CF] Functions requiring qualifications (9 Sep 2019 to 15 Mar 2024)
- SMF22 Other Local Responsibility (7 Mar 2016 to 5 Nov 2018)
- CF29 Significant management (16 Nov 2015 to 6 Mar 2016)
- CF30 Customer (25 Nov 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 27 Aug 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.