Scott Sinclair

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (12 Sep 2022 to 16 May 2024)
    • [FCA CF] Material risk taker (12 Sep 2022 to 6 Mar 2023)
    • [FCA CF] Manager of certification employee (12 Sep 2022 to 16 May 2024)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (12 Sep 2022 to 6 Mar 2023)
    • [FCA CF] Manager of certification employee (12 Sep 2022 to 16 May 2024)
    • [FCA CF] Client dealing (12 Sep 2022 to 16 May 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 6 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 6 Jul 2022)
    • [FCA CF] Manager of certification employee (28 May 2019 to 6 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Jul 2022)
    • CF30 Customer (13 Aug 2010 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 6 Jul 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 6 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jul 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jul 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (28 May 2019 to 6 Jul 2022)
    • [FCA CF] Material risk taker (8 Nov 2016 to 6 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2016 to 6 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Jul 2022)
    • CF30 Customer (13 Aug 2010 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.