Scott Roose

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • [FCA CF] Manager of certification employee (since 6 Apr 2025)
  • NatWest Markets Plc

    FRN 121882

    • [FCA CF] Manager of certification employee (since 12 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 19 Jul 2023)
    • [FCA CF] Client dealing (since 9 May 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 28 Feb 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Feb 2021)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 28 Feb 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Mar 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Mar 2022)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.