Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BlueBay Asset Management LLP
FRN 571599
- SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jun 2024)
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RBC Global Asset Management (UK) Limited
FRN 189154
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (4 Sep 2015 to 8 Dec 2019)
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RBC Europe Limited
FRN 124543
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2016)
- CF11 Money Laundering Reporting (4 Sep 2015 to 6 Mar 2016)
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Royal Bank of Canada
FRN 124783
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2016)
- CF11 Money Laundering Reporting (4 Sep 2015 to 6 Mar 2016)
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RBC Investor Services Trust
FRN 435052
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2016)
- CF11 Money Laundering Reporting (4 Sep 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.