Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Nov 2025)
    • [FCA CF] Client dealing (since 10 Nov 2025)
    • [FCA CF] Client dealing (10 Mar 2023 to 10 Oct 2025)
    • [FCA CF] Functions requiring qualifications (10 Mar 2023 to 10 Oct 2025)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Functions requiring qualifications (4 May 2020 to 4 Nov 2022)
    • [FCA CF] Client dealing (4 May 2020 to 4 Nov 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 4 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

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