Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capital Finance Brokers Limited
FRN 943805
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 24 Jan 2023)
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- [FCA CF] Functions requiring qualifications (1 Dec 2020 to 4 Jun 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Nov 2020)
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- CF30 Customer (22 Oct 2009 to 29 Oct 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.