Scott Nicholls

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Imperial Capital (International) LLP

    FRN 581374

    • [FCA CF] Client dealing (since 9 Apr 2024)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Client dealing (7 Mar 2016 to 19 Sep 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 19 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 19 Sep 2021)
    • CF30 Customer (2 Aug 2010 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 11 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.