Scott Moseley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • SMF3 Executive Director (1 Jul 2022 to 11 Feb 2025)
    • [FCA CF] Material risk taker (1 Jul 2022 to 11 Feb 2025)
    • [FCA CF] Manager of certification employee (17 May 2021 to 1 Jul 2022)
    • [FCA CF] Client dealing (28 May 2020 to 11 Feb 2025)
    • CF30 Customer (4 Dec 2014 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (3 Nov 2004 to 1 Dec 2004)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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