Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sense Network Limited
FRN 465124
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Aug 2023)
- Appointed representative dealing with clients for which they require qualification (since 9 Aug 2023)
- CF1 Director (AR) (since 10 Jul 2023)
- CF30 Customer (since 10 Jul 2023)
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Finova Money Limited
FRN 998351
- (2)Employed By (since 10 Jul 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 May 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 19 May 2023)
- CF30 Customer (20 Sep 2018 to 19 May 2023)
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- (14)Employed By (8 Oct 2018 to 19 May 2023)
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- Employed By (20 Sep 2018 to 19 May 2023)
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- CF30 Customer (1 Jun 2017 to 31 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.