Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (17 Jun 2010 to 30 Sep 2018)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Jul 2006 to 30 Aug 2007)
    • CF1 Director (26 Jul 2006 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (26 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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