Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hugh Rice Limited (no longer approved here)

    FRN 672778

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 6 Mar 2020)
    • CF8 Apportionment and Oversight (26 Feb 2015 to 8 Dec 2019)
  • Hugh Rice (Beverley) Limited (no longer approved here)

    FRN 672782

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 6 Mar 2020)
    • CF8 Apportionment and Oversight (17 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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