Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (22 Aug 2019 to 7 Aug 2020)
- [FCA CF] Manager of certification employee (13 Feb 2017 to 6 Sep 2017)
- [FCA CF] Client dealing (13 Feb 2017 to 1 Jul 2018)
- CF30 Customer (11 Feb 2015 to 6 Mar 2016)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (22 Aug 2019 to 7 Aug 2020)
- [FCA CF] Manager of certification employee (11 Sep 2018 to 10 Oct 2022)
- [FCA CF] Client dealing (1 Jul 2018 to 26 Sep 2022)
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Client dealing (since 21 Mar 2023)
- [FCA CF] Manager of certification employee (since 27 Oct 2022)
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- [FCA CF] Manager of certification employee (18 Dec 2024 to 19 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.