Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (22 Aug 2019 to 7 Aug 2020)
    • [FCA CF] Manager of certification employee (13 Feb 2017 to 6 Sep 2017)
    • [FCA CF] Client dealing (13 Feb 2017 to 1 Jul 2018)
    • CF30 Customer (11 Feb 2015 to 6 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (22 Aug 2019 to 7 Aug 2020)
    • [FCA CF] Manager of certification employee (11 Sep 2018 to 10 Oct 2022)
    • [FCA CF] Client dealing (1 Jul 2018 to 26 Sep 2022)
    • [FCA CF] Client dealing (since 21 Mar 2023)
    • [FCA CF] Manager of certification employee (since 27 Oct 2022)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (18 Dec 2024 to 19 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

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