Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JB Drax Honore (UK) Limited (no longer approved here)

    FRN 585303

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
    • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (28 Aug 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 25 Jun 2010)
    • CF21 Investment Adviser (4 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.