Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 1 Jul 2018)
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- [FCA CF] Manager of certification employee (21 Jul 2016 to 1 Jul 2018)
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- CF21 Investment Adviser (1 Jun 2007 to 17 Sep 2007)
- CF22 Investment Adviser (Trainee) (11 Jan 2007 to 4 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.