Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 4 Feb 2026)
- [FCA CF] Client dealing (since 4 Feb 2026)
- CF1 Director (AR) (since 3 Feb 2026)
- CF30 Customer (since 3 Feb 2026)
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Law & Co Financial Management Ltd
FRN 1016285
- Employed By (since 3 Feb 2026)
- Employed By (29 Jun 2024 to 13 Sep 2024)
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- [FCA CF] Client dealing (14 Oct 2024 to 5 Nov 2024)
- [FCA CF] Functions requiring qualifications (14 Oct 2024 to 5 Nov 2024)
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- Appointed representative dealing with clients for which they require qualification (12 Aug 2024 to 13 Sep 2024)
- CF30 Customer (29 Jun 2024 to 13 Sep 2024)
- CF1 Director (AR) (29 Jun 2024 to 13 Sep 2024)
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- [FCA CF] Functions requiring qualifications (2 May 2023 to 20 May 2024)
- [FCA CF] Client dealing (2 May 2023 to 20 May 2024)
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- Appointed representative dealing with clients for which they require qualification (6 May 2021 to 30 Apr 2023)
- CF30 Customer (8 Apr 2021 to 30 Apr 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.