Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Manager of certification employee (11 Jul 2025 to 18 Sep 2025)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 8 Nov 2013)
    • CF21 Investment Adviser (19 Mar 2007 to 31 Oct 2007)
    • CF27 Investment Management (11 Oct 2004 to 15 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.