Scott Joseph Hayes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sovereign Wealth Limited

    FRN 471459

    • (45)Employed By (since 1 Oct 2020)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (31 Jan 2008 to 19 Dec 2020)
    • CF21 Investment Adviser (7 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Dec 2005 to 7 Apr 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (9 Mar 2004 to 2 Jan 2006)
    • CF22 Investment Adviser (Trainee) (3 Feb 2003 to 9 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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