Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (15 Nov 2012 to 1 Dec 2018)
- CF11 Money Laundering Reporting (20 Mar 2012 to 1 Sep 2017)
- CF10 Compliance Oversight (20 Mar 2012 to 29 Nov 2018)
- CF3 Chief Executive (15 Sep 2011 to 19 Oct 2018)
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- CF30 Customer (1 Dec 2009 to 2 Aug 2010)
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- CF30 Customer (1 Dec 2009 to 2 Aug 2010)
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- CF30 Customer (1 Nov 2007 to 2 Aug 2010)
- CF27 Investment Management (8 Dec 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.