Scott James Nicol

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Franklin Templeton Fund Management Limited (no longer approved here)
FRN 122222
- CF10a CASS Oversight function (1 Jan 2012 to 1 Jan 2019)
- CF10 Compliance Oversight (27 Jan 2011 to 1 Jan 2019)
- CF11 Money Laundering Reporting (27 Jan 2011 to 1 Jan 2019)
Franklin Templeton Investment Management Limited (no longer approved here)
FRN 121779
- CF10a CASS Oversight function (27 Oct 2011 to 24 Oct 2016)
- CF10 Compliance Oversight (1 Apr 2010 to 1 Jan 2017)
- CF11 Money Laundering Reporting (1 Apr 2010 to 1 Jan 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.