Scott James Duff

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fisher Investments Europe Limited

    FRN 191609

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 11 Aug 2021)
    • [FCA CF] Functions requiring qualifications (since 11 Aug 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Oct 2021)
    • CF30 Customer (19 May 2017 to 12 Oct 2021)
  • Baggerman Wealth Management Ltd (no longer approved here)

    FRN 682588

    • Employed By (19 May 2017 to 12 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.