Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 6 Nov 2025)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Significant management (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 7 Apr 2025)
    • CF29 Significant management (17 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • [FCA CF] Manager of certification employee (since 6 Nov 2025)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Significant management (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 7 Apr 2025)
    • CF29 Significant management (17 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (6 Aug 2024 to 7 Apr 2025)
    • CF30 Customer (2 Jun 2008 to 30 Dec 2009)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 22 Jan 2022)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Oct 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.