Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clear IFA Limited (no longer approved here)

    FRN 447235

    • CF30 Customer (1 Nov 2007 to 13 Aug 2015)
    • CF1 Director (21 Mar 2006 to 13 Aug 2015)
    • CF21 Investment Adviser (21 Mar 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (21 Mar 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (21 Mar 2006 to 13 Aug 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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