Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Denham Capital Management (UK) LLP
FRN 475546
- [FCA CF] Client dealing (since 18 Feb 2022)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Apr 2020)
- CF10 Compliance Oversight (9 Jul 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 Jul 2019 to 8 Dec 2019)
- CF3 Chief Executive (11 Aug 2016 to 8 Dec 2019)
- CF4 Partner (2 Sep 2013 to 15 Aug 2016)
- CF30 Customer (2 Sep 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.