Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 19 May 2023)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 9 Mar 2018)
    • Employed By (since 9 Mar 2018)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (26 Jul 2016 to 20 Mar 2018)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 22 Apr 2008)
    • CF21 Investment Adviser (13 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Aug 2005 to 13 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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