Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 19 Mar 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (14 Nov 2022 to 12 Mar 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (14 Nov 2018 to 4 Nov 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (14 Nov 2018 to 4 Nov 2022)
    • CF21 Investment Adviser (17 Sep 2007 to 30 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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