Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 18 May 2016)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2025)
    • CF10 Compliance Oversight (20 Jul 2017 to 8 Dec 2019)
    • CF1 Director (7 Jul 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Jul 2014 to 30 Sep 2018)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (8 Feb 2011 to 2 Jul 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 4 Jan 2008)
    • CF22 Investment Adviser (Trainee) (19 Mar 2007 to 31 Oct 2007)
    • CF1 Director (AR) (19 Mar 2007 to 20 Sep 2009)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (19 Oct 2006 to 20 Sep 2009)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF1 Director (AR) (13 Oct 2005 to 3 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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