Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Scala Financial Services Limited
FRN 618202
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 18 May 2016)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2025)
- CF10 Compliance Oversight (20 Jul 2017 to 8 Dec 2019)
- CF1 Director (7 Jul 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (7 Jul 2014 to 30 Sep 2018)
-
- Employed By (8 Feb 2011 to 2 Jul 2012)
-
- CF30 Customer (1 Nov 2007 to 4 Jan 2008)
- CF22 Investment Adviser (Trainee) (19 Mar 2007 to 31 Oct 2007)
- CF1 Director (AR) (19 Mar 2007 to 20 Sep 2009)
-
- CF1 Director (AR) (19 Oct 2006 to 20 Sep 2009)
-
- CF1 Director (AR) (13 Oct 2005 to 3 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.