Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 25 Sep 2024)
- [FCA CF] Client dealing (since 25 Sep 2024)
- CF30 Customer (since 23 Sep 2024)
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Sterling Wealth Limited
FRN 789738
- (2)Employed By (since 23 Sep 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.