Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 24 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 24 Jul 2025)
  • Watson Buckle Wealth Management Limited (no longer approved here)

    FRN 490073

    • (11)Employed By (15 Feb 2018 to 22 Apr 2020)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (21 Jan 2011 to 28 Dec 2012)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (21 Jan 2011 to 28 Dec 2012)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (20 May 2008 to 28 Dec 2012)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (20 May 2008 to 28 Dec 2012)
  • CDB (Leeds) Ltd (no longer approved here)

    FRN 403668

    • Employed By (30 Jun 2006 to 2 May 2008)

Recent activity

Updates to this individual's record on the FCA register.

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