Scott Edward Brandon

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robert Milne Financial Advisers Limited

    FRN 938967

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
    • Responsible for Insurance Distribution (since 1 Mar 2022)
    • SMF16 Compliance Oversight (since 1 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2022)
    • SMF3 Executive Director (since 1 Mar 2022)
    • [FCA CF] Client dealing (since 1 Mar 2022)
    • Responsibility for MCD Intermediation (since 1 Mar 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2022)
    • CF1 Director (AR) (20 Jan 2006 to 31 Jan 2022)
    • CF21 Investment Adviser (21 Sep 2002 to 31 Oct 2007)
  • Robert Milne Financial Advisers Limited (no longer approved here)

    FRN 200666

    • (5)Employed By (21 Sep 2002 to 31 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.