Scott Edmiston

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED

    FRN 194713

    • 14. Managing investments
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (12 May 2011 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 25 Apr 2011)
    • CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Jan 2005 to 8 Apr 2005)
  • P W M Z Limited (no longer approved here)

    FRN 193576

    • (4)Employed By (8 Dec 1999 to 25 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)Employed By at P W M Z Limited