Scott David Greenway

• S D Greenway Ltd

  FRN 789887

  • 21. Advising or arranging (bringing about) equity release transactions
  • 3. Giving personal recommendations on derivatives
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 11. Pension transfer specialist
  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • [PRA CF] Key function holder (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 3 Apr 2018)
  • CF1 Director (3 Apr 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Apr 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Apr 2018 to 8 Dec 2019)
  • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Apr 2018 to 30 Sep 2018)
• SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)

  FRN 449607

  • CF4 Partner (AR) (6 Jun 2013 to 24 Jun 2014)
  • CF30 Customer (6 Aug 2012 to 9 Jul 2018)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • CF30 Customer (27 Apr 2012 to 19 Jul 2012)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (27 Mar 2008 to 1 May 2012)

No changes recorded yet.