Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF1 Director (AR) (since 18 May 2024)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 20 Aug 2019)
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Apex View Financial Planning Ltd
FRN 1012582
- (1)Employed By (since 18 May 2024)
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- (6)Employed By (30 Jun 2020 to 21 May 2024)
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- Employed By (20 Aug 2019 to 11 Aug 2020)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Apex View Financial Planning Ltd
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controlled function added: (1)Employed By at Apex View Financial Planning Ltd