Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Client dealing (20 Aug 2020 to 6 Apr 2025)
    • [FCA CF] Manager of certification employee (20 Aug 2020 to 22 Apr 2025)
    • [FCA CF] Material risk taker (20 Aug 2020 to 22 Apr 2025)
    • CF30 Customer (2 Mar 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.