Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
TWC Financial Limited
FRN 968366
- Employed By (since 24 Jan 2022)
-
St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 18 Jan 2019)
- CF30 Customer (since 21 Apr 2016)
-
- Employed By (18 Jan 2019 to 5 Jan 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.