Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Intelligent Financial Advisory Ltd
FRN 669729
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
- [FCA CF] Client dealing (since 5 Jan 2026)
-
Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 21 Feb 2023)
- CF30 Customer (20 Feb 2023 to 11 May 2023)
-
- (2)Employed By (20 Feb 2023 to 11 May 2023)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (2)Employed By at Leam Financial Services