Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Feb 2021)
    • [FCA CF] Client dealing (since 15 Feb 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (28 Dec 2011 to 29 Jan 2021)
    • CF4 Partner (AR) (28 Dec 2011 to 29 Jan 2021)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF4 Partner (AR) (1 Dec 2001 to 1 Mar 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2004)
  • Watson & Campbell (no longer approved here)

    FRN 185192

    • Employed By (1 Mar 2000 to 1 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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