Scott Barton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC

    FRN 119278

    • [FCA CF] Material risk taker (since 2 Nov 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 Nov 2017)
    • [FCA CF] Client dealing (24 Apr 2019 to 31 Dec 2019)
    • [PRA CF] Managing a material risk taker (2 Nov 2017 to 4 Jul 2024)
    • [FCA CF] Manager of certification employee (2 Nov 2017 to 4 Jul 2024)
  • Bank of Scotland plc

    FRN 169628

    • [FCA CF] Material risk taker (since 2 Nov 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 Nov 2017)
    • [FCA CF] Client dealing (24 Apr 2019 to 31 Dec 2019)
    • [FCA CF] Manager of certification employee (2 Nov 2017 to 4 Jul 2024)
    • [PRA CF] Managing a material risk taker (2 Nov 2017 to 4 Jul 2024)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (14 Mar 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (20 Jan 2010 to 31 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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