Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
- [FCA CF] Client dealing (since 2 Mar 2026)
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- Appointed representative dealing with clients for which they require qualification (4 Jun 2025 to 2 Mar 2026)
- CF30 Customer (4 Jun 2025 to 11 Mar 2026)
- CF1 Director (AR) (4 Jun 2025 to 11 Mar 2026)
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- Employed By (15 Jul 2020 to 11 Mar 2026)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Mar 2026)
- CF30 Customer (1 Nov 2007 to 11 Mar 2026)
- CF1 Director (AR) (8 Feb 2007 to 11 Mar 2026)
- CF21 Investment Adviser (8 Feb 2007 to 31 Oct 2007)
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- CF1 Director (AR) (31 Mar 2013 to 23 May 2022)
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- Employed By (8 Feb 2007 to 11 Mar 2026)
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- CF21 Investment Adviser (29 Nov 2006 to 22 Dec 2006)
- CF22 Investment Adviser (Trainee) (18 Oct 2005 to 29 Nov 2006)
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- CF21 Investment Adviser (15 Oct 2004 to 7 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.