Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
    • [FCA CF] Client dealing (since 2 Mar 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (4 Jun 2025 to 2 Mar 2026)
    • CF30 Customer (4 Jun 2025 to 11 Mar 2026)
    • CF1 Director (AR) (4 Jun 2025 to 11 Mar 2026)
  • Bingham-Woods Wealth Management Limited (no longer approved here)

    FRN 928135

    • Employed By (15 Jul 2020 to 11 Mar 2026)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Mar 2026)
    • CF30 Customer (1 Nov 2007 to 11 Mar 2026)
    • CF1 Director (AR) (8 Feb 2007 to 11 Mar 2026)
    • CF21 Investment Adviser (8 Feb 2007 to 31 Oct 2007)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (31 Mar 2013 to 23 May 2022)
  • Bingham-Woods Independent Financial Advisors Ltd (no longer approved here)

    FRN 463465

    • Employed By (8 Feb 2007 to 11 Mar 2026)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (29 Nov 2006 to 22 Dec 2006)
    • CF22 Investment Adviser (Trainee) (18 Oct 2005 to 29 Nov 2006)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (15 Oct 2004 to 7 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.